7Network Working Group                                       Y. Abel, Ed.
 
8Request for Comments: 5335                                         TWNIC
 
9Updates: 2045, 2822                                       September 2008
 
13                    Internationalized Email Headers
 
17   This memo defines an Experimental Protocol for the Internet
 
18   community.  It does not specify an Internet standard of any kind.
 
19   Discussion and suggestions for improvement are requested.
 
20   Distribution of this memo is unlimited.
 
24   Full internationalization of electronic mail requires not only the
 
25   capabilities to transmit non-ASCII content, to encode selected
 
26   information in specific header fields, and to use non-ASCII
 
27   characters in envelope addresses.  It also requires being able to
 
28   express those addresses and the information based on them in mail
 
29   header fields.  This document specifies an experimental variant of
 
30   Internet mail that permits the use of Unicode encoded in UTF-8,
 
31   rather than ASCII, as the base form for Internet email header field.
 
32   This form is permitted in transmission only if authorized by an SMTP
 
33   extension, as specified in an associated specification.  This
 
34   specification Updates section 6.4 of RFC 2045 to conform with the
 
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60RFC 5335                   I18N Email Headers             September 2008
 
65   1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .  3
 
66     1.1.  Role of This Specification . . . . . . . . . . . . . . . .  3
 
67     1.2.  Relation to Other Standards  . . . . . . . . . . . . . . .  3
 
68   2.  Background and History . . . . . . . . . . . . . . . . . . . .  3
 
69   3.  Terminology  . . . . . . . . . . . . . . . . . . . . . . . . .  4
 
70   4.  Changes on Message Header Fields . . . . . . . . . . . . . . .  5
 
71     4.1.  UTF-8 Syntax and Normalization . . . . . . . . . . . . . .  5
 
72     4.2.  Changes on MIME Headers  . . . . . . . . . . . . . . . . .  6
 
73     4.3.  Syntax Extensions to RFC 2822  . . . . . . . . . . . . . .  6
 
74     4.4.  Change on addr-spec Syntax . . . . . . . . . . . . . . . .  8
 
75     4.5.  Trace Field Syntax . . . . . . . . . . . . . . . . . . . .  9
 
76     4.6.  message/global . . . . . . . . . . . . . . . . . . . . . .  9
 
77   5.  Security Considerations  . . . . . . . . . . . . . . . . . . . 11
 
78   6.  IANA Considerations  . . . . . . . . . . . . . . . . . . . . . 12
 
79   7.  Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . 12
 
80   8.  References . . . . . . . . . . . . . . . . . . . . . . . . . . 12
 
81     8.1.  Normative References . . . . . . . . . . . . . . . . . . . 12
 
82     8.2.  Informative References . . . . . . . . . . . . . . . . . . 13
 
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1211.1.  Role of This Specification
 
123   Full internationalization of electronic mail requires several
 
126   o  The capability to transmit non-ASCII content, provided for as part
 
127      of the basic MIME specification [RFC2045], [RFC2046].
 
129   o  The capability to use international characters in envelope
 
130      addresses, discussed in [RFC4952] and specified in [RFC5336].
 
132   o  The capability to express those addresses, and information related
 
133      to them and based on them, in mail header fields, defined in this
 
136   This document specifies an experimental variant of Internet mail that
 
137   permits the use of Unicode encoded in UTF-8 [RFC3629], rather than
 
138   ASCII, as the base form for Internet email header fields.  This form
 
139   is permitted in transmission, if authorized by the SMTP extension
 
140   specified in [RFC5336] or by other transport mechanisms capable of
 
1431.2.  Relation to Other Standards
 
145   This document updates Section 6.4 of RFC 2045.  It removes the
 
146   blanket ban on applying a content-transfer-encoding to all subtypes
 
147   of message/, and instead specifies that a composite subtype MAY
 
148   specify whether or not a content-transfer-encoding can be used for
 
149   that subtype, with "cannot be used" as the default.
 
151   This document also updates [RFC2822] and MIME ([RFC2045]), and the
 
152   fact that an Experimental specification updates a Standards-Track
 
153   specification means that people who participate in the experiment
 
154   have to consider those standards updated.
 
156   Allowing use of a content-transfer-encoding on subtypes of messages
 
157   is not limited to transmissions that are authorized by the SMTP
 
158   extension specified in [RFC5336].  Message/global permits use of a
 
159   content-transfer-encoding.
 
1612.  Background and History
 
163   Mailbox names often represent the names of human users.  Many of
 
164   these users throughout the world have names that are not normally
 
165   expressed with just the ASCII repertoire of characters, and would
 
166   like to use more or less their real names in their mailbox names.
 
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172RFC 5335                   I18N Email Headers             September 2008
 
175   These users are also likely to use non-ASCII text in their common
 
176   names and subjects of email messages, both received and sent.  This
 
177   protocol specifies UTF-8 as the encoding to represent email header
 
180   The traditional format of email messages [RFC2822] allows only ASCII
 
181   characters in the header fields of messages.  This prevents users
 
182   from having email addresses that contain non-ASCII characters.  It
 
183   further forces non-ASCII text in common names, comments, and in free
 
184   text (such as in the Subject: field) to be encoded (as required by
 
185   MIME format [RFC2047]).  This specification describes a change to the
 
186   email message format that is related to the SMTP message transport
 
187   change described in the associated document [RFC4952] and [RFC5336],
 
188   and that allows non-ASCII characters in most email header fields.
 
189   These changes affect SMTP clients, SMTP servers, mail user agents
 
190   (MUAs), list expanders, gateways to other media, and all other
 
191   processes that parse or handle email messages.
 
193   As specified in [RFC5336], an SMTP protocol extension "UTF8SMTP" is
 
194   used to prevent the transmission of messages with UTF-8 header fields
 
195   to systems that cannot handle such messages.
 
197   Use of this SMTP extension helps prevent the introduction of such
 
198   messages into message stores that might misinterpret, improperly
 
199   display, or mangle such messages.  It should be noted that using an
 
200   ESMTP extension does not prevent transferring email messages with
 
201   UTF-8 header fields to other systems that use the email format for
 
202   messages and that may not be upgraded, such as unextended POP and
 
203   IMAP servers.  Changes to these protocols to handle UTF-8 header
 
204   fields are addressed in [EAI-POP] and [IMAP-UTF8] .
 
206   The objective for this protocol is to allow UTF-8 in email header
 
207   fields.  Issues such as how to handle messages containing UTF-8
 
208   header fields that have to be delivered to systems that have not been
 
209   upgraded to support this capability are discussed in [DOWNGRADE].
 
213   A plain ASCII string is also a valid UTF-8 string; see [RFC3629].  In
 
214   this document, ordinary ASCII characters are UTF-8 characters if they
 
215   are in headers which contain <utf8-xtra-char>s.
 
217   Unless otherwise noted, all terms used here are defined in [RFC2821],
 
218   [RFC2822], [RFC4952], or [RFC5336].
 
220   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
 
221   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
 
222   document are to be interpreted as described in [RFC2119].
 
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2314.  Changes on Message Header Fields
 
233   SMTP clients can send header fields in UTF-8 format, if the UTF8SMTP
 
234   extension is advertised by the SMTP server or is permitted by other
 
235   transport mechanisms.
 
237   This protocol does NOT change the [RFC2822] rules for defining header
 
238   field names.  The bodies of header fields are allowed to contain
 
239   UTF-8 characters, but the header field names themselves must contain
 
240   only ASCII characters.
 
242   To permit UTF-8 characters in field values, the header definition in
 
243   [RFC2822] must be extended to support the new format.  The following
 
244   ABNF is defined to substitute those definitions in [RFC2822].
 
246   The syntax rules not covered in this section remain as defined in
 
2494.1.  UTF-8 Syntax and Normalization
 
251   UTF-8 characters can be defined in terms of octets using the
 
252   following ABNF [RFC5234], taken from [RFC3629]:
 
254   UTF8-xtra-char  =   UTF8-2 / UTF8-3 / UTF8-4
 
256   UTF8-2          =   %xC2-DF UTF8-tail
 
258   UTF8-3          =   %xE0 %xA0-BF UTF8-tail /
 
259                       %xE1-EC 2(UTF8-tail) /
 
260                       %xED %x80-9F UTF8-tail /
 
263   UTF8-4          =   %xF0 %x90-BF 2( UTF8-tail ) /
 
264                       %xF1-F3 3( UTF8-tail ) /
 
265                       %xF4 %x80-8F 2( UTF8-tail )
 
269   These are normatively defined in [RFC3629], but kept in this document
 
270   for reasons of convenience.
 
272   See [RFC5198] for a discussion of normalization; the use of
 
273   normalization form NFC is RECOMMENDED.
 
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2874.2.  Changes on MIME Headers
 
289   This specification updates Section 6.4 of [RFC2045].  [RFC2045]
 
290   prohibits applying a content-transfer-encoding to all subtypes of
 
291   message/.  This specification relaxes the rule -- it allows newly
 
292   defined MIME types to permit content-transfer-encoding, and it allows
 
293   content-transfer-encoding for message/global (see Section 4.6).
 
295   Background: Normally, transfer of message/global will be done in
 
296   8-bit-clean channels, and body parts will have "identity" encodings,
 
297   that is, no decoding is necessary.  In the case where a message
 
298   containing a message/global is downgraded from 8-bit to 7-bit as
 
299   described in [RFC1652], an encoding may be applied to the message; if
 
300   the message travels multiple times between a 7-bit environment and an
 
301   environment implementing UTF8SMTP, multiple levels of encoding may
 
302   occur.  This is expected to be rarely seen in practice, and the
 
303   potential complexity of other ways of dealing with the issue are
 
304   thought to be larger than the complexity of allowing nested encodings
 
3074.3.  Syntax Extensions to RFC 2822
 
309   The following rules are intended to extend the corresponding rules in
 
310   [RFC2822] in order to allow UTF-8 characters.
 
312   FWS     =  <see [RFC2822], folding white space>
 
314   CFWS    =  <see [RFC2822], folding white space>
 
316   ctext   =/  UTF8-xtra-char
 
318   utext   =/  UTF8-xtra-char
 
320   comment =   "(" *([FWS] utf8-ccontent) [FWS] ")"
 
322   word    =   utf8-atom / utf8-quoted-string
 
324   This means that all the [RFC2822] constructs that build upon these
 
325   will permit UTF-8 characters, including comments and quoted strings.
 
326   We do not change the syntax of <atext> in order to allow UTF8
 
327   characters in <addr-spec>.  This would also allow UTF-8 characters in
 
328   <message-id>, which is not allowed due to the limitation described in
 
329   Section 4.5.  Instead, <utf8-atext> is added to meet this
 
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343   utf8-text   =  %d1-9 /         ; all UTF-8 characters except
 
344                  %d11-12 /       ; US-ASCII NUL, CR, and LF
 
348   utf8-quoted-pair   = ("\" utf8-text) / obs-qp
 
350   utf8-qcontent      = utf8-qtext / utf8-quoted-pair
 
352   utf8-quoted-string = [CFWS]
 
353                        DQUOTE *([FWS] utf8-qcontent) [FWS] DQUOTE
 
356   utf8-ccontent =     ctext / utf8-quoted-pair / comment
 
358   utf8-qtext    =     qtext / UTF8-xtra-char
 
360   utf8-atext   =  ALPHA / DIGIT /
 
361                   "!" / "#" /     ; Any character except
 
362                   "$" / "%" /     ; controls, SP, and specials.
 
363                   "&" / "'" /     ; Used for atoms.
 
373   utf8-atom     = [CFWS] 1*utf8-atext [CFWS]
 
375   utf8-dot-atom = [CFWS] utf8-dot-atom-text [CFWS]
 
377   utf8-dot-atom-text = 1*utf8-atext *("." 1*utf8-atext)
 
379   qcontent      = utf8-qcontent
 
381   To allow the use of UTF-8 in a Content-Description header field
 
382   [RFC2045], the following syntax is used:
 
384   description   = "Content-Description:" unstructured CRLF
 
386   The <utext> syntax is extended above to allow UTF-8 in all
 
387   <unstructured> header fields.
 
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399   Note, however, this does not remove any constraint on the character
 
400   set of protocol elements; for instance, all the allowed values for
 
401   timezone in the Date: headers are still expressed in ASCII.  And
 
402   also, none of this revised syntax changes what is allowed in a
 
403   <msg-id>, which will still remain in pure ASCII.
 
4054.4.  Change on addr-spec Syntax
 
407   Internationalized email addresses are represented in UTF-8.  Thus,
 
408   all header fields containing <mailbox>es are updated to permit UTF-8
 
409   as well as an additional, optional all-ASCII alternate address.  Note
 
410   that Message Submission Servers ("MSAs") and Message Transfer Agents
 
411   (MTAs) may downgrade internationalized messages as needed.  The
 
412   procedure for doing so is described in [DOWNGRADE].
 
414   mailbox        =  name-addr / addr-spec / utf8-addr-spec
 
416   angle-addr     =/ [CFWS] "<" utf8-addr-spec [ alt-address ] ">"
 
417                     [CFWS] / obs-angle-addr
 
419   utf8-addr-spec =  utf8-local-part "@" utf8-domain
 
421   utf8-local-part=  utf8-dot-atom / utf8-quoted-string / obs-local-part
 
423   utf8-domain    =  utf8-dot-atom / domain-literal / obs-domain
 
425   alt-address    =  FWS "<" addr-spec ">"
 
427   Below are a few examples of possible <mailbox> representations.
 
429      "DISPLAY_NAME" <ASCII@ASCII>
 
430         ; traditional mailbox format
 
432      "DISPLAY_NAME" <non-ASCII@non-ASCII>
 
433         ; UTF8SMTP but no ALT-ADDRESS parameter provided,
 
434         ; message will bounce if UTF8SMTP extension is not supported
 
436      <non-ASCII@non-ASCII>
 
437         ; without DISPLAY_NAME and quoted string
 
438         ; UTF8SMTP but no ALT-ADDRESS parameter provided,
 
439         ; message will bounce if UTF8SMTP extension is not supported
 
441      "DISPLAY_NAME" <non-ASCII@non-ASCII <ASCII@ASCII>>
 
442         ; UTF8SMTP with ALT-ADDRESS parameter provided,
 
443         ; ALT-ADDRESS can be used if downgrade is necessary
 
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452RFC 5335                   I18N Email Headers             September 2008
 
4554.5.  Trace Field Syntax
 
457   "For" fields containing internationalized addresses are allowed, by
 
458   use of the new uFor syntax.  UTF-8 information may be needed in
 
459   Received fields.  Such information is therefore allowed to preserve
 
460   the integrity of those fields.  The uFor syntax retains the original
 
461   UTF-8 email address between email address internationalization (EAI)-
 
462   aware MTAs.  Note that, should downgrading be required, the uFor
 
463   parameter is dropped per the procedure specified in [DOWNGRADE].
 
465   The "Return-Path" header provides the email return address in the
 
466   mail delivery.  Thus, the header is augmented to carry UTF-8
 
467   addresses (see the revised syntax of <angle-addr> in Section 4.4 of
 
468   this document).  This will not break the rule of trace field
 
469   integrity, because the header is added at the last MTA and described
 
472   The <item-value> on "Received:" syntax is augmented to allow UTF-8
 
473   email address in the "For" field. <angle-addr> is augmented to
 
474   include UTF-8 email address.  In order to allow UTF-8 email addresses
 
475   in an <addr-spec>, <utf8-addr-spec> is added to <item-value>.
 
477      item-value     =/      utf8-addr-spec
 
481   Internationalized messages must only be transmitted as authorized by
 
482   [RFC5336] or within a non-SMTP environment which supports these
 
483   messages.  A message is a "message/global message", if
 
485   o  it contains UTF-8 header values as specified in this document, or
 
487   o  it contains UTF-8 values in the headers fields of body parts.
 
489   The type message/global is similar to message/rfc822, except that it
 
490   contains a message that can contain UTF-8 characters in the headers
 
491   of the message or body parts.  If this type is sent to a 7-bit-only
 
492   system, it has to be encoded in MIME [RFC2045].  (Note that a system
 
493   compliant with MIME that doesn't recognize message/global would treat
 
494   it as "application/octet-stream" as described in Section 5.2.4 of
 
497   Alternatively, SMTP servers and other systems which transfer a
 
498   message/global body part MAY choose to down-convert it to a message/
 
499   rfc822 body part using the rules described in [DOWNGRADE].
 
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508RFC 5335                   I18N Email Headers             September 2008
 
515   Required parameters:  none
 
517   Optional parameters:  none
 
519   Encoding considerations:  Any content-transfer-encoding is permitted.
 
520      The 8-bit or binary content-transfer-encodings are recommended
 
523   Security considerations:  See Section 5.
 
525   Interoperability considerations:  The media type provides
 
526      functionality similar to the message/rfc822 content type for email
 
527      messages with international email headers.  When there is a need
 
528      to embed or return such content in another message, there is
 
529      generally an option to use this media type and leave the content
 
530      unchanged or down-convert the content to message/rfc822.  Both of
 
531      these choices will interoperate with the installed base, but with
 
532      different properties.  Systems unaware of international headers
 
533      will typically treat a message/global body part as an unknown
 
534      attachment, while they will understand the structure of a message/
 
535      rfc822.  However, systems that understand message/global will
 
536      provide functionality superior to the result of a down-conversion
 
537      to message/rfc822.  The most interoperable choice depends on the
 
540   Published specification:  RFC 5335
 
542   Applications that use this media type:  SMTP servers and email
 
543      clients that support multipart/report generation or parsing.
 
544      Email clients which forward messages with international headers as
 
547   Additional information:
 
549   Magic number(s):  none
 
551   File extension(s):  The extension ".u8msg" is suggested.
 
553   Macintosh file type code(s):  A uniform type identifier (UTI) of
 
554      "public.utf8-email-message" is suggested.  This conforms to
 
555      "public.message" and "public.composite-content", but does not
 
556      necessarily conform to "public.utf8-plain-text".
 
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564RFC 5335                   I18N Email Headers             September 2008
 
567   Person & email address to contact for further information:  See the
 
568      Author's Address section of this document.
 
570   Intended usage:  COMMON
 
572   Restrictions on usage:  This is a structured media type which embeds
 
573      other MIME media types.  The 8-bit or binary content-transfer-
 
574      encoding MUST be used unless this media type is sent over a 7-bit-
 
577   Author:  See the Author's Address section of this document.
 
579   Change controller:  IETF Standards Process
 
5815.  Security Considerations
 
583   If a user has a non-ASCII mailbox address and an ASCII mailbox
 
584   address, a digital certificate that identifies that user may have
 
585   both addresses in the identity.  Having multiple email addresses as
 
586   identities in a single certificate is already supported in PKIX
 
587   (Public Key Infrastructure for X.509 Certificates) and OpenPGP.
 
589   Because UTF-8 often requires several octets to encode a single
 
590   character, internationalized local parts may cause mail addresses to
 
591   become longer.  As specified in [RFC2822], each line of characters
 
592   MUST be no more 998 octets, excluding the CRLF.
 
594   Because internationalized local parts may cause email addresses to be
 
595   longer, processes that parse, store, or handle email addresses or
 
596   local parts must take extra care not to overflow buffers, truncate
 
597   addresses, or exceed storage allotments.  Also, they must take care,
 
598   when comparing, to use the entire lengths of the addresses.
 
600   In this specification, a user could provide an ASCII alternative
 
601   address for a non-ASCII address.  However, it is possible these two
 
602   addresses go to different mailboxes, or even different people.  This
 
603   configuration may be based on a user's personal choice or on
 
604   administration policy.  We recognize that if ASCII and non-ASCII
 
605   email is delivered to two different destinations, based on MTA
 
606   capability, this may violate the principle of least astonishment, but
 
607   this is not a "protocol problem".
 
609   The security impact of UTF-8 headers on email signature systems such
 
610   as Domain Keys Identified Mail (DKIM), S/MIME, and OpenPGP is
 
611   discussed in RFC 4952, Section 9.  A subsequent document [DOWNGRADE]
 
612   will cover the impact of downgrading on these systems.
 
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620RFC 5335                   I18N Email Headers             September 2008
 
6236.  IANA Considerations
 
625   IANA has registered the message/global MIME type using the
 
626   registration form contained in Section 4.4.
 
630   This document incorporates many ideas first described in Internet-
 
631   Draft form by Paul Hoffman, although many details have changed from
 
634   The author especially thanks Jeff Yeh for his efforts and
 
635   contributions on editing previous versions.
 
637   Most of the content of this document is provided by John C Klensin.
 
638   Also, some significant comments and suggestions were received from
 
639   Charles H. Lindsey, Kari Hurtta, Pete Resnick, Alexey Melnikov, Chris
 
640   Newman, Yangwoo Ko, Yoshiro Yoneya, and other members of the JET team
 
641   (Joint Engineering Team) and were incorporated into the document.
 
642   The editor sincerely thanks them for their contributions.
 
6468.1.  Normative References
 
648   [RFC1652]    Klensin, J., Freed, N., Rose, M., Stefferud, E., and D.
 
649                Crocker, "SMTP Service Extension for 8bit-
 
650                MIMEtransport", RFC 1652, July 1994.
 
652   [RFC2119]    Bradner, S., "Key words for use in RFCs to Indicate
 
653                Requirement Levels", BCP 14, RFC 2119, March 1997.
 
655   [RFC2821]    Klensin, J., "Simple Mail Transfer Protocol", RFC 2821,
 
658   [RFC2822]    Resnick, P., "Internet Message Format", RFC 2822,
 
661   [RFC3629]    Yergeau, F., "UTF-8, a transformation format of ISO
 
662                10646", STD 63, RFC 3629, November 2003.
 
664   [RFC4952]    Klensin, J. and Y. Ko, "Overview and Framework for
 
665                Internationalized Email", RFC 4952, July 2007.
 
667   [RFC5198]    Klensin, J. and M. Padlipsky, "Unicode Format for
 
668                Network Interchange", RFC 5198, March 2008.
 
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676RFC 5335                   I18N Email Headers             September 2008
 
679   [RFC5234]    Crocker, D. and P. Overell, "Augmented BNF for Syntax
 
680                Specifications: ABNF", STD 68, RFC 5234, January 2008.
 
682   [RFC5336]    Yao, J., Ed. and W. Mao, Ed., "SMTP Extension for
 
683                Internationalized Email Addresses", RFC 5336,
 
6868.2.  Informative References
 
688   [DOWNGRADE]  Fujiwara, K. and Y. Yoneya, "Downgrading mechanism for
 
689                Email Address Internationalization", Work in Progress,
 
692   [EAI-POP]    Newman, C. and R. Gellens, "POP3 Support for UTF-8",
 
693                Work in Progress, July 2008.
 
695   [IMAP-UTF8]  Resnick, P. and C. Newman, "IMAP Support for UTF-8",
 
696                Work in Progress, April 2008.
 
698   [RFC2045]    Freed, N. and N. Borenstein, "Multipurpose Internet Mail
 
699                Extensions (MIME) Part One: Format of Internet Message
 
700                Bodies", RFC 2045, November 1996.
 
702   [RFC2046]    Freed, N. and N. Borenstein, "Multipurpose Internet Mail
 
703                Extensions (MIME) Part Two: Media Types", RFC 2046,
 
706   [RFC2047]    Moore, K., "MIME (Multipurpose Internet Mail Extensions)
 
707                Part Three: Message Header Extensions for Non-ASCII
 
708                Text", RFC 2047, November 1996.
 
714   4F-2, No. 9, Sec 2, Roosvelt Rd.
 
718   Phone: +886 2 23411313 ext 505
 
719   EMail: abelyang@twnic.net.tw
 
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732RFC 5335                   I18N Email Headers             September 2008
 
735Full Copyright Statement
 
737   Copyright (C) The IETF Trust (2008).
 
739   This document is subject to the rights, licenses and restrictions
 
740   contained in BCP 78, and except as set forth therein, the authors
 
741   retain all their rights.
 
743   This document and the information contained herein are provided on an
 
744   "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS
 
745   OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY, THE IETF TRUST AND
 
746   THE INTERNET ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS
 
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748   THE INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED
 
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753   The IETF takes no position regarding the validity or scope of any
 
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755   pertain to the implementation or use of the technology described in
 
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772   this standard.  Please address the information to the IETF at
 
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