5Internet Engineering Task Force (IETF)                       W. Hardaker
 
6Request for Comments: 9276                                       USC/ISI
 
8Updates: 5155                                            Bloomberg, L.P.
 
9Category: Best Current Practice                              August 2022
 
13                 Guidance for NSEC3 Parameter Settings
 
17   NSEC3 is a DNSSEC mechanism providing proof of nonexistence by
 
18   asserting that there are no names that exist between two domain names
 
19   within a zone.  Unlike its counterpart NSEC, NSEC3 avoids directly
 
20   disclosing the bounding domain name pairs.  This document provides
 
21   guidance on setting NSEC3 parameters based on recent operational
 
22   deployment experience.  This document updates RFC 5155 with guidance
 
23   about selecting NSEC3 iteration and salt parameters.
 
27   This memo documents an Internet Best Current Practice.
 
29   This document is a product of the Internet Engineering Task Force
 
30   (IETF).  It represents the consensus of the IETF community.  It has
 
31   received public review and has been approved for publication by the
 
32   Internet Engineering Steering Group (IESG).  Further information on
 
33   BCPs is available in Section 2 of RFC 7841.
 
35   Information about the current status of this document, any errata,
 
36   and how to provide feedback on it may be obtained at
 
37   https://www.rfc-editor.org/info/rfc9276.
 
41   Copyright (c) 2022 IETF Trust and the persons identified as the
 
42   document authors.  All rights reserved.
 
44   This document is subject to BCP 78 and the IETF Trust's Legal
 
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49   to this document.  Code Components extracted from this document must
 
50   include Revised BSD License text as described in Section 4.e of the
 
51   Trust Legal Provisions and are provided without warranty as described
 
52   in the Revised BSD License.
 
57     1.1.  Requirements Notation
 
58   2.  NSEC3 Parameter Value Discussions
 
63   3.  Recommendations for Deploying and Validating NSEC3 Records
 
64     3.1.  Best Practice for Zone Publishers
 
65     3.2.  Recommendation for Validating Resolvers
 
66     3.3.  Recommendation for Primary and Secondary Relationships
 
67   4.  Security Considerations
 
68   5.  Operational Considerations
 
69   6.  IANA Considerations
 
71     7.1.  Normative References
 
72     7.2.  Informative References
 
73   Appendix A.  Deployment Measurements at Time of Publication
 
74   Appendix B.  Computational Burdens of Processing NSEC3 Iterations
 
80   As with NSEC [RFC4035], NSEC3 [RFC5155] provides proof of
 
81   nonexistence that consists of signed DNS records establishing the
 
82   nonexistence of a given name or associated Resource Record Type
 
83   (RRTYPE) in a DNSSEC-signed zone [RFC4035].  However, in the case of
 
84   NSEC3, the names of valid nodes in the zone are obfuscated through
 
85   (possibly multiple iterations of) hashing (currently only SHA-1 is in
 
88   NSEC3 also provides "opt-out support", allowing for blocks of
 
89   unsigned delegations to be covered by a single NSEC3 record.  Use of
 
90   the opt-out feature allows large registries to only sign as many
 
91   NSEC3 records as there are signed DS or other Resource Record sets
 
92   (RRsets) in the zone; with opt-out, unsigned delegations don't
 
93   require additional NSEC3 records.  This sacrifices the tamper-
 
94   resistance of the proof of nonexistence offered by NSEC3 in order to
 
95   reduce memory and CPU overheads.
 
97   NSEC3 records have a number of tunable parameters that are specified
 
98   via an NSEC3PARAM record at the zone apex.  These parameters are the
 
99   hash algorithm, the processing flags, the number of hash iterations,
 
100   and the salt.  Each of these has security and operational
 
101   considerations that impact both zone owners and validating resolvers.
 
102   This document provides some best-practice recommendations for setting
 
103   the NSEC3 parameters.
 
1051.1.  Requirements Notation
 
107   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
 
108   "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
 
109   "OPTIONAL" in this document are to be interpreted as described in
 
110   BCP 14 [RFC2119] [RFC8174] when, and only when, they appear in all
 
111   capitals, as shown here.
 
1132.  NSEC3 Parameter Value Discussions
 
115   The following sections describe the background of the parameters for
 
116   the NSEC3 and NSEC3PARAM RRTYPEs.
 
120   The algorithm field is not discussed by this document.  Readers are
 
121   encouraged to read [RFC8624] for guidance about DNSSEC algorithm
 
126   The NSEC3PARAM flags field currently contains only reserved and
 
127   unassigned flags.  However, individual NSEC3 records contain the
 
128   "Opt-Out" flag [RFC5155] that specifies whether that NSEC3 record
 
129   provides proof of nonexistence.  In general, NSEC3 with the Opt-Out
 
130   flag enabled should only be used in large, highly dynamic zones with
 
131   a small percentage of signed delegations.  Operationally, this allows
 
132   for fewer signature creations when new delegations are inserted into
 
133   a zone.  This is typically only necessary for extremely large
 
134   registration points providing zone updates faster than real-time
 
135   signing allows or when using memory-constrained hardware.  Operators
 
136   considering the use of NSEC3 are advised to carefully weigh the costs
 
137   and benefits of choosing NSEC3 over NSEC.  Smaller zones, or large
 
138   but relatively static zones, are encouraged to not use the opt-opt
 
139   flag and to take advantage of DNSSEC's authenticated denial of
 
144   NSEC3 records are created by first hashing the input domain and then
 
145   repeating that hashing using the same algorithm a number of times
 
146   based on the iteration parameter in the NSEC3PARAM and NSEC3 records.
 
147   The first hash with NSEC3 is typically sufficient to discourage zone
 
148   enumeration performed by "zone walking" an unhashed NSEC chain.
 
150   Note that [RFC5155] describes the Iterations field as follows
 
152   |  The Iterations field defines the number of additional times the
 
153   |  hash function has been performed.
 
155   This means that an NSEC3 record with an Iterations field of 0
 
156   actually requires one hash iteration.
 
158   Only determined parties with significant resources are likely to try
 
159   and uncover hashed values, regardless of the number of additional
 
160   iterations performed.  If an adversary really wants to expend
 
161   significant CPU resources to mount an offline dictionary attack on a
 
162   zone's NSEC3 chain, they'll likely be able to find most of the
 
163   "guessable" names despite any level of additional hashing iterations.
 
165   Most names published in the DNS are rarely secret or unpredictable.
 
166   They are published to be memorable, used and consumed by humans.
 
167   They are often recorded in many other network logs such as email
 
168   logs, certificate transparency logs, web page links, intrusion-
 
169   detection systems, malware scanners, email archives, etc.  Many times
 
170   a simple dictionary of commonly used domain names prefixes (www,
 
171   mail, imap, login, database, etc.) can be used to quickly reveal a
 
172   large number of labels within a zone.  Because of this, there are
 
173   increasing performance costs yet diminishing returns associated with
 
174   applying additional hash iterations beyond the first.
 
176   Although Section 10.3 of [RFC5155] specifies the upper bounds for the
 
177   number of hash iterations to use, there is no published guidance for
 
178   zone owners about good values to select.  Recent academic studies
 
179   have shown that NSEC3 hashing provides only moderate protection
 
180   [GPUNSEC3] [ZONEENUM].
 
184   NSEC3 records provide an additional salt value, which can be combined
 
185   with a Fully Qualified Domain Name (FQDN) to influence the resulting
 
186   hash, but properties of this extra salt are complicated.
 
188   In cryptography, salts generally add a layer of protection against
 
189   offline, stored dictionary attacks by combining the value to be
 
190   hashed with a unique "salt" value.  This prevents adversaries from
 
191   building up and remembering a single dictionary of values that can
 
192   translate a hash output back to the value that it was derived from.
 
194   In the case of DNS, the situation is different because the hashed
 
195   names placed in NSEC3 records are always implicitly "salted" by
 
196   hashing the FQDN from each zone.  Thus, no single pre-computed table
 
197   works to speed up dictionary attacks against multiple target zones.
 
198   An attacker is always required to compute a complete dictionary per
 
199   zone, which is expensive in both storage and CPU time.
 
201   To understand the role of the additional NSEC3 salt field, we have to
 
202   consider how a typical zone walking attack works.  Typically, the
 
203   attack has two phases: online and offline.  In the online phase, an
 
204   attacker "walks the zone" by enumerating (almost) all hashes listed
 
205   in NSEC3 records and storing them for the offline phase.  Then, in
 
206   the offline cracking phase, the attacker attempts to crack the
 
207   underlying hash.  In this phase, the additional salt value raises the
 
208   cost of the attack only if the salt value changes during the online
 
209   phase of the attack.  In other words, an additional, constant salt
 
210   value does not change the cost of the attack.
 
212   Changing a zone's salt value requires the construction of a complete
 
213   new NSEC3 chain.  This is true both when re-signing the entire zone
 
214   at once and when incrementally signing it in the background where the
 
215   new salt is only activated once every name in the chain has been
 
216   completed.  As a result, re-salting is a very complex operation, with
 
217   significant CPU time, memory, and bandwidth consumption.  This makes
 
218   very frequent re-salting impractical and renders the additional salt
 
219   field functionally useless.
 
2213.  Recommendations for Deploying and Validating NSEC3 Records
 
223   The following subsections describe recommendations for the different
 
224   operating realms within the DNS.
 
2263.1.  Best Practice for Zone Publishers
 
228   First, if the operational or security features of NSEC3 are not
 
229   needed, then NSEC SHOULD be used in preference to NSEC3.  NSEC3
 
230   requires greater computational power (see Appendix B) for both
 
231   authoritative servers and validating clients.  Specifically, there is
 
232   a nontrivial complexity in finding matching NSEC3 records to randomly
 
233   generated prefixes within a DNS zone.  NSEC mitigates this concern.
 
234   If NSEC3 must be used, then an iterations count of 0 MUST be used to
 
235   alleviate computational burdens.  Note that extra iteration counts
 
236   other than 0 increase the impact of CPU-exhausting DoS attacks, and
 
237   also increase the risk of interoperability problems.
 
239   Note that deploying NSEC with minimally covering NSEC records
 
240   [RFC4470] also incurs a cost, and zone owners should measure the
 
241   computational difference in deploying either [RFC4470] or NSEC3.
 
243   In short, for all zones, the recommended NSEC3 parameters are as
 
246   ; SHA-1, no extra iterations, empty salt:
 
248   bcp.example. IN NSEC3PARAM 1 0 0 -
 
250   For small zones, the use of opt-out-based NSEC3 records is NOT
 
253   For very large and sparsely signed zones, where the majority of the
 
254   records are insecure delegations, opt-out MAY be used.
 
256   Operators SHOULD NOT use a salt by indicating a zero-length salt
 
257   value instead (represented as a "-" in the presentation format).
 
259   If salts are used, note that since the NSEC3PARAM RR is not used by
 
260   validating resolvers (see Section 4 of [RFC5155]), the iterations and
 
261   salt parameters can be changed without the need to wait for RRsets to
 
262   expire from caches.  A complete new NSEC3 chain needs to be
 
263   constructed and the full zone needs to be re-signed.
 
2653.2.  Recommendation for Validating Resolvers
 
267   Because there has been a large growth of open (public) DNSSEC
 
268   validating resolvers that are subject to compute resource constraints
 
269   when handling requests from anonymous clients, this document
 
270   recommends that validating resolvers reduce their iteration count
 
271   limits over time.  Specifically, validating resolver operators and
 
272   validating resolver software implementers are encouraged to continue
 
273   evaluating NSEC3 iteration count deployment trends and lower their
 
274   acceptable iteration limits over time.  Because treating a high
 
275   iterations count as insecure leaves zones subject to attack,
 
276   validating resolver operators and validating resolver software
 
277   implementers are further encouraged to lower their default limit for
 
278   returning SERVFAIL when processing NSEC3 parameters containing large
 
279   iteration count values.  See Appendix A for measurements taken near
 
280   the time of publication of this document and potential starting
 
283   Validating resolvers MAY return an insecure response to their clients
 
284   when processing NSEC3 records with iterations larger than 0.  Note
 
285   also that a validating resolver returning an insecure response MUST
 
286   still validate the signature over the NSEC3 record to ensure the
 
287   iteration count was not altered since record publication (see
 
288   Section 10.3 of [RFC5155]).
 
290   Validating resolvers MAY also return a SERVFAIL response when
 
291   processing NSEC3 records with iterations larger than 0.  Validating
 
292   resolvers MAY choose to ignore authoritative server responses with
 
293   iteration counts greater than 0, which will likely result in
 
294   returning a SERVFAIL to the client when no acceptable responses are
 
295   received from authoritative servers.
 
297   Validating resolvers returning an insecure or SERVFAIL answer to
 
298   their client after receiving and validating an unsupported NSEC3
 
299   parameter from the authoritative server(s) SHOULD return an Extended
 
300   DNS Error (EDE) [RFC8914] EDNS0 option of value 27.  Validating
 
301   resolvers that choose to ignore a response with an unsupported
 
302   iteration count (and that do not validate the signature) MUST NOT
 
303   return this EDE option.
 
305   Note that this specification updates [RFC5155] by significantly
 
306   decreasing the requirements originally specified in Section 10.3 of
 
307   [RFC5155].  See the Security Considerations (Section 4) for arguments
 
308   on how to handle responses with non-zero iteration count.
 
3103.3.  Recommendation for Primary and Secondary Relationships
 
312   Primary and secondary authoritative servers for a zone that are not
 
313   being run by the same operational staff and/or using the same
 
314   software and configuration must take into account the potential
 
315   differences in NSEC3 iteration support.
 
317   Operators of secondary services should advertise the parameter limits
 
318   that their servers support.  Correspondingly, operators of primary
 
319   servers need to ensure that their secondaries support the NSEC3
 
320   parameters they expect to use in their zones.  To ensure reliability,
 
321   after primaries change their iteration counts, they should query
 
322   their secondaries with known nonexistent labels to verify the
 
323   secondary servers are responding as expected.
 
3254.  Security Considerations
 
327   This entire document discusses security considerations with various
 
328   parameter selections of NSEC3 and NSEC3PARAM fields.
 
330   The point where a validating resolver returns insecure versus the
 
331   point where it returns SERVFAIL must be considered carefully.
 
332   Specifically, when a validating resolver treats a zone as insecure
 
333   above a particular value (say 100) and returns SERVFAIL above a
 
334   higher point (say 500), it leaves the zone subject to attacker-in-
 
335   the-middle attacks as if it were unsigned between these values.
 
336   Thus, validating resolver operators and software implementers SHOULD
 
337   set the point above which a zone is treated as insecure for certain
 
338   values of NSEC3 iterations to the same as the point where a
 
339   validating resolver begins returning SERVFAIL.
 
3415.  Operational Considerations
 
343   This entire document discusses operational considerations with
 
344   various parameter selections of NSEC3 and NSEC3PARAM fields.
 
3466.  IANA Considerations
 
348   IANA has allocated the following code in the First Come First Served
 
349   range [RFC8126] of the "Extended DNS Error Codes" registry within the
 
350   "Domain Name System (DNS) Parameters" registry:
 
353   Purpose:  Unsupported NSEC3 iterations value
 
3587.1.  Normative References
 
360   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
 
361              Requirement Levels", BCP 14, RFC 2119,
 
362              DOI 10.17487/RFC2119, March 1997,
 
363              <https://www.rfc-editor.org/info/rfc2119>.
 
365   [RFC4035]  Arends, R., Austein, R., Larson, M., Massey, D., and S.
 
366              Rose, "Protocol Modifications for the DNS Security
 
367              Extensions", RFC 4035, DOI 10.17487/RFC4035, March 2005,
 
368              <https://www.rfc-editor.org/info/rfc4035>.
 
370   [RFC4470]  Weiler, S. and J. Ihren, "Minimally Covering NSEC Records
 
371              and DNSSEC On-line Signing", RFC 4470,
 
372              DOI 10.17487/RFC4470, April 2006,
 
373              <https://www.rfc-editor.org/info/rfc4470>.
 
375   [RFC5155]  Laurie, B., Sisson, G., Arends, R., and D. Blacka, "DNS
 
376              Security (DNSSEC) Hashed Authenticated Denial of
 
377              Existence", RFC 5155, DOI 10.17487/RFC5155, March 2008,
 
378              <https://www.rfc-editor.org/info/rfc5155>.
 
380   [RFC8174]  Leiba, B., "Ambiguity of Uppercase vs Lowercase in RFC
 
381              2119 Key Words", BCP 14, RFC 8174, DOI 10.17487/RFC8174,
 
382              May 2017, <https://www.rfc-editor.org/info/rfc8174>.
 
384   [RFC8914]  Kumari, W., Hunt, E., Arends, R., Hardaker, W., and D.
 
385              Lawrence, "Extended DNS Errors", RFC 8914,
 
386              DOI 10.17487/RFC8914, October 2020,
 
387              <https://www.rfc-editor.org/info/rfc8914>.
 
3897.2.  Informative References
 
391   [GPUNSEC3] Wander, M., Schwittmann, L., Boelmann, C., and T. Weis,
 
392              "GPU-Based NSEC3 Hash Breaking", DOI 10.1109/NCA.2014.27,
 
393              August 2014, <https://doi.org/10.1109/NCA.2014.27>.
 
395   [RFC8126]  Cotton, M., Leiba, B., and T. Narten, "Guidelines for
 
396              Writing an IANA Considerations Section in RFCs", BCP 26,
 
397              RFC 8126, DOI 10.17487/RFC8126, June 2017,
 
398              <https://www.rfc-editor.org/info/rfc8126>.
 
400   [RFC8624]  Wouters, P. and O. Sury, "Algorithm Implementation
 
401              Requirements and Usage Guidance for DNSSEC", RFC 8624,
 
402              DOI 10.17487/RFC8624, June 2019,
 
403              <https://www.rfc-editor.org/info/rfc8624>.
 
405   [ZONEENUM] Wang, Z., Xiao, L., and R. Wang, "An efficient DNSSEC zone
 
406              enumeration algorithm", DOI 10.2495/MIIT130591, April
 
407              2014, <https://doi.org/10.2495/MIIT130591>.
 
409Appendix A.  Deployment Measurements at Time of Publication
 
411   At the time of publication, setting an upper limit of 100 iterations
 
412   for treating a zone as insecure is interoperable without significant
 
413   problems, but at the same time still enables CPU-exhausting DoS
 
416   At the time of publication, returning SERVFAIL beyond 500 iterations
 
417   appears to be interoperable without significant problems.
 
419Appendix B.  Computational Burdens of Processing NSEC3 Iterations
 
421   The queries per second (QPS) of authoritative servers will decrease
 
422   due to computational overhead when processing DNS requests for zones
 
423   containing higher NSEC3 iteration counts.  The table below shows the
 
424   drop in QPS for various iteration counts.
 
426               +============+=============================+
 
427               | Iterations | QPS [% of 0 Iterations QPS] |
 
428               +============+=============================+
 
430               +------------+-----------------------------+
 
432               +------------+-----------------------------+
 
434               +------------+-----------------------------+
 
436               +------------+-----------------------------+
 
438               +------------+-----------------------------+
 
440               +------------+-----------------------------+
 
442                     Table 1: Drop in QPS for Various
 
447   The authors would like to thank the participants in the dns-
 
448   operations discussion, which took place on mattermost hosted by DNS-
 
451   Additionally, the following people contributed text or review
 
452   comments to this document:
 
462   *  Alexander Mayrhofer
 
478   Email: ietf@hardakers.net
 
483   Email: ietf-dane@dukhovni.org